| Compliance Officer | Cotter Personnel Benefits | Ireland-Dublin | 29 Jul 10 |
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Reporting to the Head of Compliance and the Board, the Compliance Officer will be responsible for Developing a...
| AML Compliance Officer Transfer Agency Fund Services | Coxfitzsimons&wilkes DOE | Ireland-Dublin | 27 Jul 10 |
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AML Compliance Transfer Agency (TA) Fund Services professional required to manage Anti-Money Laundering (AML)...
| Project Manager | Cotter Personnel bonus | Ireland-Dublin | 12 Jul 10 |
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This Insurance Company operates across several European Countries and are about to undertake and as such are k...
| Associate Director, Compliance | WMRC Excellent remuneration | Singapore | 01 Aug 10 |
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Reporting to the Head of Compliance, you will discharge the (Compliance Officer) accountabilities set out in t...
| Compliance Manager - Singapore | Macquarie Information not provided | Singapore | 01 Aug 10 |
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Exciting new position assisting in enhancing Risk Management Group Compliance's oversight of Macquarie's upcom...
| Tax Advisory & Compliance Associate | Macquarie Information not provided | UK-London | 01 Aug 10 |
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London Based
| Compliance Officer | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 31 Jul 10 |
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Our client is looking to add a Compliance Officer to their team that will be responsible for providing daily a...
| Surveillance Analyst/ Compliance - Information barriers surveillance | Comprehensive Recruiting $ OPEN | USA-NY-New York City | 31 Jul 10 |
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Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.
| Assistant Director/Associate, Investment Intermediaries (Ref: 30019733_72010E) | Monetary Authority of Singapore Competitive | Singapore | 31 Jul 10 |
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Are you interested in shaping Singapore's economic and financial sector development? Are you interested in inf...
| Assistant Director/Associate, Market Conduct Policy (Ref: 30019727_72010E) | Monetary Authority of Singapore Competitive | Singapore | 31 Jul 10 |
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Are you interested in shaping Singapore's economic and financial sector development? Are you interested in inf...
| Asset Management Compliance Manager | Morgan McKinley Competitive | Hong Kong SAR | 31 Jul 10 |
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Working within the Compliance Department of a leading European Asset Management firm which has responsibility ...
| Company Secretary and Governance Officer | Morgan McKinley Competitive | Hong Kong SAR | 31 Jul 10 |
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Newly created Asia-Pacific position. Very senior, visible role working in an expanding organization that offer...
| CDO Compliance Analyst | Career Group Search Base plus discretionary bonus | USA-CA-Los Angeles | 31 Jul 10 |
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Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO An...
| AVP Regulatory Reporting Korea and Australia markets (HK) | ConnectedGroup Limited Competitive to skilled HK market | Hong Kong SAR | 30 Jul 10 |
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AVP Regulatory Reporting Korea and Australia markets - Hong Kong base
| Chief Compliance Officer ('CCO") | BNY Mellon Asset Management "DOE" | USA-NY-New York City | 30 Jul 10 |
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The Chief Compliance Officer manages all aspects of a complex investment advisory compliance program which spa...
| CORPORATE ATTORNEY | Fischer Francis Trees & Watts Competitive | USA-NY-New York City | 30 Jul 10 |
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BNP Paribas Investment Partners (BNPP IP) is the ninth-largest asset management firm in the world managing $72...
| Deputy Director of Compliance – Top-tier Hedge Fund | The Compliance Search Group LLC over $150k | USA-NY-New York City | 30 Jul 10 |
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Well regarded global macro strategy hedge fund with international offices seeks a senior level Compliance prof...
| Attorney Reg. D Experience Needed | Not Disclosed Salary commensurate with ability | USA-NY-New York City | 30 Jul 10 |
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Attorney with Security Background and Reg. D Experience Needed For New York Operation
| Hedge Fund/Registered Investment Advisor Compliance Professional | Resources Global Professionals Annually | USA-NY-New York City | 30 Jul 10 |
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Resources Global Professionals is a multinational professional services firm that helps business leaders execu...
| Senior Compliance Manager | Hays City £75,000 - £80,000 | UK-London | 30 Jul 10 |
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A well-known Trustee and Depositary business is looking for a Senior Compliance Manager to join the team.
| Senior Compliance Manager | Hays Financial Markets £95,000 | UK-London | 30 Jul 10 |
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One of the most innovative Investment Banks in London, the firm provides debt advisory, investment banking, sa...
| Graduate/Trainee Scheme IMS | IMS Recruitment £22,000.00 | UK-London | 30 Jul 10 |
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As part of our ongoing growth plans we are looking to introduce two exceptional individuals onto our two year ...
| Front Office Compliance Advisory - Wholesale Banking | Hays Financial Markets £80,000 to £90,000 | UK-London | 30 Jul 10 |
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A leading wholesale and corporate bank is looking for a Front Office Compliance Advisory responsible for assis...
| Divisional Head of Regulatory Risk & Compliance | Hays City £700 - £800 per day | UK-London | 30 Jul 10 |
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Leading the regulatory and compliance agenda of a rapidly evolving and multi regulated division of a global gr...
| KYC / AML Analyst - Leading Investment Bank | Hays Financial Markets £20-£25 per hour | UK-London | 30 Jul 10 |
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KYC / AML Analyst required to insure the accuracy of data. This information is critical in the efforts to comp...
| Strategic Senior Compliance | Hays City £100,000 + | UK-London | 30 Jul 10 |
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My client is recruiting for a highly energetic performance driven individual with a strong Regulatory Strategy...
| Equities Advisory - Cash and Derivatives | Correlate Search Negotiable | UK-London | 30 Jul 10 |
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Newly created, multi-location equities trading desk require a technically astute compliance advisory specialis...
| Assistant Compliance Officer - Equity Settlement Operations | Société Générale - UK Not Displayed | UK-London | 30 Jul 10 |
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The role covers the institutional equity clearing and settlement services through SG London Branch
| Chief Compliance Officer | BNY Mellon Asset Management negotiable | USA-PA-Pittsburgh | 30 Jul 10 |
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CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money...
| Compliance Associate | BNY Mellon Asset Management Market Rate | USA-CA-San Francisco | 30 Jul 10 |
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The Compliance Associate is responsible for senior level day-to-day compliance issues within the subsidiary. ...