| SOX Compliance & Indepedence Manager | BlackRock not disclosed | USA-NY-New York City | 22 May 12 |
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| High Frequency, Prop Trading COMPLIANCE Analyst | Chicago US$100000 - US$150000 per annum | USA-IL-Chicago | 18 May 12 |
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-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...
| Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank not disclosed | USA-NY-New York City | 21 May 12 |
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| Global Investment Compliance Associate | MFS Investment Management Competitive | USA-MA-Boston | 14 May 12 |
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Supports both Equity and Fixed Income trading. Ensures trade loss and compliance violation risk is minimized ...
| CCO Derivatives Compliance - Dodd Frank | Michael Page International Competitive Salary, Bonus and Benefits | USA-NY-New York City | 21 May 12 |
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This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...
| Compliance Testing Vice President | Morgan Stanley not disclosed | USA-NY-New York City | 23 May 12 |
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| MSSB Compliance Project Manager | Morgan Stanley not disclosed | USA-NJ-Jersey City | 22 May 12 |
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| AML Investigations Manager | Morgan Stanley not disclosed | USA-NY-New York City | 22 May 12 |
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| Inquiries Group Assistant Manager | Morgan Stanley not disclosed | USA-NY-New York City | 21 May 12 |
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| Attorney for Corporate Treasury and Disclosure | Morgan Stanley not disclosed | USA-NY-New York City | 21 May 12 |
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| Compliance Analyst | Optiver US LLC Competitive. | USA-IL-Chicago | 02 May 12 |
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Optiver is a worldwide market maker and derivatives trading firm headquartered in Amsterdam with strategically...
| Collateral Inspection Officer | Rabobank International Competitive based on experience | USA-NY-New York City | 30 Apr 12 |
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Collateral Inspection Department assists the Credit Risk Department manage credit risk through review of colla...
| Sr Retail Compliance Manager - Deposit & Online | Not Disclosed Competitive Based on Experience | USA-CA-Hayward | 11 May 12 |
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This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...
| Team Coordinators (Legal & Travel Teams) Financial Services | Not Disclosed Highly competitive (base + lucrative bon... | USA-CT-Stamford | 22 May 12 |
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Seeking self-directed, motivated, client focused candidates with exceptional process management and people ski...