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Equities Compliance Opportunities Cresswell & Co Competitive UK-London 18 May 12

We are working for a leading global financial institution with a sustained and cohesive strategy to extend its...

VP, Regulatory Advisory Group Cresswell & Co Competitive UK-London 18 May 12

Our client is a leading global investment bank with a powerful franchise in international financial markets. T...

Charles River Compliance IT Skillfinder Up to £900 per day UK-London 17 May 12

City based Fund Manager requires an experienced Charles River Compliance analyst to assist with client on-boar...

Compliance Advisory - Regulatory Development VP Chase Cooper Resourcing Neg + Excellent bens UK-London 17 May 12

The client is one of the largest fund managers in the world. The position is within the Compliance Advisory f...

Compliance Advisory - Alternatives Chase Cooper Resourcing Neg + generous benefits package UK-London 17 May 12

The client is one of the largest, most prestigious fund managers in the world. This new position is within th...

Regulatory Risk & Controls Chase Cooper Resourcing £Commensurate with experience UK-London 17 May 12

Global Asset Manager - VP Level position - Regulatory Monitoring Reviews - Enhancement of Monitoring Framework...

Threshold Reporting (Transparency Directive) Chase Cooper Resourcing £Commensurate with level UK-London 17 May 12

Global Asset Manager - Regulatory Threshold Reporting (e.g. Transparency Directive) - VP Level - IAQ/IMC Qual...

Junior Compliance/ Surveillance Analyst Hays HCA £230 - £260p/d UK-London 17 May 12

An exceptional opportunity has arisen for a Junior calibre candidate seeking to develop on their Front Office ...

Senior Compliance Officer LMA Recruitment £35,000 - £38,000 UK-London 16 May 12

Highly respected West End International Bank is keen to speak with dynamic Senior Compliance Officers to assis...

GSAM, Product Documentation, Product Development - Senior Analyst/Associate Not Disclosed Competitive UK-London 16 May 12

Working as part of the Product Development team the candidate will lead all aspects of product documentation a...

European Bank Loan Capital Markets Lawyer, Associate/VP Goldman Sachs Market UK-London 16 May 12

Experienced debt financing lawyer to join legal team servicing Goldman Sachs' credit finance and investment bu...

Legal Division, Private Wealth Management Lawyer, VP Goldman Sachs. Competitive UK-London 16 May 12

Role for a Qualified Lawyer working within the Legal team in EMEA, servicing the Private Wealth Management Bus...

Business Oversight and Control Officer - Vice President Morgan Stanley Competitive UK-London 16 May 12

Morgan Stanley's Private Wealth Management division are looking to hire a Vice President to work within a team...

Compliance & Operations Manager Barclay Simpson £market rate + bonus + bens UK-London 16 May 12

A US proprietary trader with a focus on equites, bonds and related derivatives is looking for a senior profess...

Executive Review Officer Change International NA UK-London 16 May 12

An outstanding opportunity for a technically proficient and professional claims reviewer to progress their car...

International Compliance Analyst Piedmont Ltd Competitive based on experience UK-London 16 May 12

Our multinational client seeks an International Compliance Analyst to support the Group's International Compli...

KYC/ AML Analyst Bank of America Merrill Lynch Competitive UK-London 16 May 12

An exciting opportunity has arisen with Bank of America Merrill Lynch. They are currently seeking a KYC/ AML A...

Compliance Officer - Wealth Management - London ChesterWoodInternational £40,000 - £60,000 (Depending on experien... UK-London 15 May 12

My client provides wealth management advice and services to private clients and family offices and are recruit...

Compliance Monitoring Manager - Brokerage Real Global Markets £50,000 - £70,000 UK-London 15 May 12

A cutting edge brokerage require a compliance professional for the development and implementation of their com...

Operational Risk Analyst – Asset Management Robert Walters £Market Rate UK-London 15 May 12

*** Outgoing Risk Analyst with operational risk experience needed for leading Fund Manager ***

AVP Policy, Risk and Regulatory Affairs cer Financial £Negotiable UK-London 15 May 12

The role is for an AVP in the Policy, Risk and Regulatory Affairs Team within the European Compliance Division...

Senior Manager - Fraud, Investigation & Dispute Services Ernst & Young Competitive UK-Edinburgh 15 May 12

Senior Manager - Fraud, Investigation & Dispute Services - Scotland - Competitive .

VP Compliance Advisory LMA Recruitment Competitive UK-London 15 May 12

An exciting new opportunity has become available within a leading Investment Management Firm, they are looking...

Administrator - Control & Compliance Euro London Banking and Finance £12-£15/hour UK-London 15 May 12

A very exciting 6 month contract position has become available for a native level Japanese speaker within a le...

Assistant Compliance Manager HSBC Competitive UK-London 15 May 12

HSBC are seeking a compliance professional to work within Private Banking, monitoring activities across Privat...

Funds Compliance - Trading Floor based Correlate Search Negotiable UK-London 15 May 12

If you have strong generalist funds / asset management experience including good exposure to structured produc...

Investment Banking - Desk Reviews AVP Correlate Search Negotiable UK-London 15 May 12

To perform compliance / regulatory risk based testing and reviews across European trading desks and wholesale ...

Senior Compliance / Regulatory Lawyer Correlate Search Negotiable UK-London 15 May 12

This senior role focuses on regulatory change, principally Euro focused but with a Global dimension and offers...

4. REGULATORY/PRODUCT SPECIALIST Oasis Crescent (UK) Ltd Market Related Cost to Company UK-London 15 May 12

Act as a link between companies and regulatory authorities, ensuring that products are compliant with regulati...

FUNDS LAWYER (UCITS SPECIALISATION) Oasis Crescent (UK) Ltd Market Related Cost to Company UK-London 15 May 12

Candidate must have extensive legal and financial services experience specializing in the funds industry; Abil...

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