| Equities Compliance Opportunities | Cresswell & Co Competitive | UK-London | 18 May 12 |
|---|
We are working for a leading global financial institution with a sustained and cohesive strategy to extend its...
| VP, Regulatory Advisory Group | Cresswell & Co Competitive | UK-London | 18 May 12 |
|---|
Our client is a leading global investment bank with a powerful franchise in international financial markets. T...
| Charles River Compliance | IT Skillfinder Up to £900 per day | UK-London | 17 May 12 |
|---|
City based Fund Manager requires an experienced Charles River Compliance analyst to assist with client on-boar...
| Compliance Advisory - Regulatory Development VP | Chase Cooper Resourcing Neg + Excellent bens | UK-London | 17 May 12 |
|---|
The client is one of the largest fund managers in the world. The position is within the Compliance Advisory f...
| Compliance Advisory - Alternatives | Chase Cooper Resourcing Neg + generous benefits package | UK-London | 17 May 12 |
|---|
The client is one of the largest, most prestigious fund managers in the world. This new position is within th...
| Regulatory Risk & Controls | Chase Cooper Resourcing £Commensurate with experience | UK-London | 17 May 12 |
|---|
Global Asset Manager - VP Level position - Regulatory Monitoring Reviews - Enhancement of Monitoring Framework...
| Threshold Reporting (Transparency Directive) | Chase Cooper Resourcing £Commensurate with level | UK-London | 17 May 12 |
|---|
Global Asset Manager - Regulatory Threshold Reporting (e.g. Transparency Directive) - VP Level - IAQ/IMC Qual...
| Junior Compliance/ Surveillance Analyst | Hays HCA £230 - £260p/d | UK-London | 17 May 12 |
|---|
An exceptional opportunity has arisen for a Junior calibre candidate seeking to develop on their Front Office ...
| Senior Compliance Officer | LMA Recruitment £35,000 - £38,000 | UK-London | 16 May 12 |
|---|
Highly respected West End International Bank is keen to speak with dynamic Senior Compliance Officers to assis...
| GSAM, Product Documentation, Product Development - Senior Analyst/Associate | Not Disclosed Competitive | UK-London | 16 May 12 |
|---|
Working as part of the Product Development team the candidate will lead all aspects of product documentation a...
| European Bank Loan Capital Markets Lawyer, Associate/VP | Goldman Sachs Market | UK-London | 16 May 12 |
|---|
Experienced debt financing lawyer to join legal team servicing Goldman Sachs' credit finance and investment bu...
| Legal Division, Private Wealth Management Lawyer, VP | Goldman Sachs. Competitive | UK-London | 16 May 12 |
|---|
Role for a Qualified Lawyer working within the Legal team in EMEA, servicing the Private Wealth Management Bus...
| Business Oversight and Control Officer - Vice President | Morgan Stanley Competitive | UK-London | 16 May 12 |
|---|
Morgan Stanley's Private Wealth Management division are looking to hire a Vice President to work within a team...
| Compliance & Operations Manager | Barclay Simpson £market rate + bonus + bens | UK-London | 16 May 12 |
|---|
A US proprietary trader with a focus on equites, bonds and related derivatives is looking for a senior profess...
| Executive Review Officer | Change International NA | UK-London | 16 May 12 |
|---|
An outstanding opportunity for a technically proficient and professional claims reviewer to progress their car...
| International Compliance Analyst | Piedmont Ltd Competitive based on experience | UK-London | 16 May 12 |
|---|
Our multinational client seeks an International Compliance Analyst to support the Group's International Compli...
| KYC/ AML Analyst | Bank of America Merrill Lynch Competitive | UK-London | 16 May 12 |
|---|
An exciting opportunity has arisen with Bank of America Merrill Lynch. They are currently seeking a KYC/ AML A...
| Compliance Officer - Wealth Management - London | ChesterWoodInternational £40,000 - £60,000 (Depending on experien... | UK-London | 15 May 12 |
|---|
My client provides wealth management advice and services to private clients and family offices and are recruit...
| Compliance Monitoring Manager - Brokerage | Real Global Markets £50,000 - £70,000 | UK-London | 15 May 12 |
|---|
A cutting edge brokerage require a compliance professional for the development and implementation of their com...
| Operational Risk Analyst – Asset Management | Robert Walters £Market Rate | UK-London | 15 May 12 |
|---|
*** Outgoing Risk Analyst with operational risk experience needed for leading Fund Manager ***
| AVP Policy, Risk and Regulatory Affairs | cer Financial £Negotiable | UK-London | 15 May 12 |
|---|
The role is for an AVP in the Policy, Risk and Regulatory Affairs Team within the European Compliance Division...
| Senior Manager - Fraud, Investigation & Dispute Services | Ernst & Young Competitive | UK-Edinburgh | 15 May 12 |
|---|
Senior Manager - Fraud, Investigation & Dispute Services - Scotland - Competitive .
| VP Compliance Advisory | LMA Recruitment Competitive | UK-London | 15 May 12 |
|---|
An exciting new opportunity has become available within a leading Investment Management Firm, they are looking...
| Administrator - Control & Compliance | Euro London Banking and Finance £12-£15/hour | UK-London | 15 May 12 |
|---|
A very exciting 6 month contract position has become available for a native level Japanese speaker within a le...
| Assistant Compliance Manager | HSBC Competitive | UK-London | 15 May 12 |
|---|
HSBC are seeking a compliance professional to work within Private Banking, monitoring activities across Privat...
| Funds Compliance - Trading Floor based | Correlate Search Negotiable | UK-London | 15 May 12 |
|---|
If you have strong generalist funds / asset management experience including good exposure to structured produc...
| Investment Banking - Desk Reviews AVP | Correlate Search Negotiable | UK-London | 15 May 12 |
|---|
To perform compliance / regulatory risk based testing and reviews across European trading desks and wholesale ...
| Senior Compliance / Regulatory Lawyer | Correlate Search Negotiable | UK-London | 15 May 12 |
|---|
This senior role focuses on regulatory change, principally Euro focused but with a Global dimension and offers...
| 4. REGULATORY/PRODUCT SPECIALIST | Oasis Crescent (UK) Ltd Market Related Cost to Company | UK-London | 15 May 12 |
|---|
Act as a link between companies and regulatory authorities, ensuring that products are compliant with regulati...
| FUNDS LAWYER (UCITS SPECIALISATION) | Oasis Crescent (UK) Ltd Market Related Cost to Company | UK-London | 15 May 12 |
|---|
Candidate must have extensive legal and financial services experience specializing in the funds industry; Abil...