Job offers in Compliance / Regulatory and recruitment in Compliance / Legal: developing careers in Compliance / Regulatory and financial job market news

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Compliance Officer	Cotter Personnel Benefits	Ireland-Dublin	29 Jul 10

Reporting to the Head of Compliance and the Board, the Compliance Officer will be responsible for Developing a...

AML Compliance Officer Transfer Agency Fund Services	Coxfitzsimons&wilkes DOE	Ireland-Dublin	27 Jul 10

AML Compliance Transfer Agency (TA) Fund Services professional required to manage Anti-Money Laundering (AML)...

Project Manager	Cotter Personnel bonus	Ireland-Dublin	12 Jul 10

This Insurance Company operates across several European Countries and are about to undertake and as such are k...

Associate Director, Compliance	WMRC Excellent remuneration	Singapore	01 Aug 10

Reporting to the Head of Compliance, you will discharge the (Compliance Officer) accountabilities set out in t...

Compliance Manager - Singapore	Macquarie Information not provided	Singapore	01 Aug 10

Exciting new position assisting in enhancing Risk Management Group Compliance's oversight of Macquarie's upcom...

Surveillance Analyst/ Compliance - Information barriers surveillance	Comprehensive Recruiting $ OPEN	USA-NY-New York City	31 Jul 10

Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.

Assistant Director/Associate, Investment Intermediaries (Ref: 30019733_72010E)	Monetary Authority of Singapore Competitive	Singapore	31 Jul 10

Are you interested in shaping Singapore's economic and financial sector development? Are you interested in inf...

Assistant Director/Associate, Market Conduct Policy (Ref: 30019727_72010E)	Monetary Authority of Singapore Competitive	Singapore	31 Jul 10

Are you interested in shaping Singapore's economic and financial sector development? Are you interested in inf...

Asset Management Compliance Manager	Morgan McKinley Competitive	Hong Kong SAR	31 Jul 10

Working within the Compliance Department of a leading European Asset Management firm which has responsibility ...

Company Secretary and Governance Officer	Morgan McKinley Competitive	Hong Kong SAR	31 Jul 10

Newly created Asia-Pacific position. Very senior, visible role working in an expanding organization that offer...

CDO Compliance Analyst	Career Group Search Base plus discretionary bonus	USA-CA-Los Angeles	31 Jul 10

Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO An...

AVP Regulatory Reporting Korea and Australia markets (HK)	ConnectedGroup Limited Competitive to skilled HK market	Hong Kong SAR	30 Jul 10

AVP Regulatory Reporting Korea and Australia markets - Hong Kong base

Chief Compliance Officer ('CCO")	BNY Mellon Asset Management "DOE"	USA-NY-New York City	30 Jul 10

The Chief Compliance Officer manages all aspects of a complex investment advisory compliance program which spa...

Deputy Director of Compliance – Top-tier Hedge Fund	The Compliance Search Group LLC over $150k	USA-NY-New York City	30 Jul 10

Well regarded global macro strategy hedge fund with international offices seeks a senior level Compliance prof...

Attorney Reg. D Experience Needed	Not Disclosed Salary commensurate with ability	USA-NY-New York City	30 Jul 10

Attorney with Security Background and Reg. D Experience Needed For New York Operation

Senior Compliance Manager	Hays City £75,000 - £80,000	UK-London	30 Jul 10

A well-known Trustee and Depositary business is looking for a Senior Compliance Manager to join the team.

Senior Compliance Manager	Hays Financial Markets £95,000	UK-London	30 Jul 10

One of the most innovative Investment Banks in London, the firm provides debt advisory, investment banking, sa...

Graduate/Trainee Scheme IMS	IMS Recruitment £22,000.00	UK-London	30 Jul 10

As part of our ongoing growth plans we are looking to introduce two exceptional individuals onto our two year ...

Front Office Compliance Advisory - Wholesale Banking	Hays Financial Markets £80,000 to £90,000	UK-London	30 Jul 10

A leading wholesale and corporate bank is looking for a Front Office Compliance Advisory responsible for assis...

Divisional Head of Regulatory Risk & Compliance	Hays City £700 - £800 per day	UK-London	30 Jul 10

Leading the regulatory and compliance agenda of a rapidly evolving and multi regulated division of a global gr...

KYC / AML Analyst - Leading Investment Bank	Hays Financial Markets £20-£25 per hour	UK-London	30 Jul 10

KYC / AML Analyst required to insure the accuracy of data. This information is critical in the efforts to comp...

Strategic Senior Compliance	Hays City £100,000 +	UK-London	30 Jul 10

My client is recruiting for a highly energetic performance driven individual with a strong Regulatory Strategy...

Equities Advisory - Cash and Derivatives	Correlate Search Negotiable	UK-London	30 Jul 10

Newly created, multi-location equities trading desk require a technically astute compliance advisory specialis...

Assistant Compliance Officer - Equity Settlement Operations	Société Générale - UK Not Displayed	UK-London	30 Jul 10

The role covers the institutional equity clearing and settlement services through SG London Branch

Chief Compliance Officer	BNY Mellon Asset Management negotiable	USA-PA-Pittsburgh	30 Jul 10

CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money...

Compliance Associate	BNY Mellon Asset Management Market Rate	USA-CA-San Francisco	30 Jul 10

The Compliance Associate is responsible for senior level day-to-day compliance issues within the subsidiary. ...

Assistant Compliance Manager - Anti Money Laundering	Morgan McKinley £25 - £30 per day	UK-London	30 Jul 10

An excellent opportunity has arisen for an experienced Anti Money Laundering Assistant Compliance Manager to j...

Compliance Monitoring Analyst	Morgan McKinley £170 - £190 per day	UK-London	30 Jul 10

This role involves working with the Central Compliance Monitoring and Surveillance Team to assist with the del...

Transaction Manager	Austin Benn c£70k + bonus and benefits	UK-London	30 Jul 10

Leading European Investment Bank has an exciting opportunity to join a newly established Transaction Managemen...

VP Bank Regulatory Compliance Officer	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	30 Jul 10

Supporting the Regulatory Compliance & Supervision of an international investment bank

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